The Flying Toga Blog

Illegal Activities On The Stock Market

Unfortunately in recent years, illegal activities by large organizations and even people, has seen a rise in stock fraud and securities fraud.The trust we have put into either, our stock broker, investment advisor or financial planners is mistreated and our investment lost.Several of the most common investor claims include misleading or withholding information, unauthorized investments, improper investment recommendations or excessive trading (churning).It is actually a broker’s obligation to divulge all relevant info with regards to any transactions and investments, failing to do so can result in your investment being used to your brokers advantage, lining their pockets instead of your own.